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Senior Oversight Administrator

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  • Job title Senior Oversight Administrator
  • Location Leicester
  • Job status Permanent
  • Category Risk & Compliance
  • Contact Suzanne Ramsay
  • The Company
    This expanding financial services company have offices in the UK providing a range of services to clients. They offer a good benefits package and they invest well in training and development. You will also be part of an open, friendly and down to earth culture which also offers good prospects for career progression.
  • The Role
    Working on this WRAP Platform system, you will be part of a team who are responsible for the development of the control framework for the department and you will part of the oversight function for their third party providers.

    By overseeing the operational processes you will be ensuring that these processes are fully compliant with CASS, COBS and TCF.

    Your main area of responsibilities will include:

    · Provision of great service to all customers including advisers, clients, third parties and all internal stakeholders
    · Owning your own workload and taking through to conclusion
    · Adherence to all CASS rules
    · Supporting annual CASS audits
    · Reporting and escalating any breaches as appropriate
    · Making sure all KPIs are met (or exceeded)
    · Learning about the various platform products in the business
    · Making sure that you are up to date with all CASS rules - specifically 6,7,8 and 10
    · Business proposition developments
    · Platform functionality developments
    · Building effective team relationships
    · Challenging existing processes with a mind-set of business improvement
  • The Person
    As Senior CASS Oversight Administrator, ideally you should have the following:

    • CASS experience
    • Ideally previous Platform experience
    • Preferably experience gained in an oversight role
    • Educated to degree level or equivalent
    • First class relationship skills which have been developed in a technical environment
    • The ability to manage and challenge the providers
    • Previous risk management exposure within an investment platform environment
  • ID 3525

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