Follow us on Linkedin

AML Associate

Return to listing
  • Job title AML Associate
  • Salary £ Competitive
  • Location Glasgow
  • Job status Permanent
  • Category Risk & Compliance
  • Contact Suzanne Ramsay
  • The Company
    This well respected organisation offer a strong supportive and diverse culture. Because of the size of the organisation, you will liaise with a number of departments and therefore enjoy a broad range of work and interaction with different parts of the business.

    The staff at this company are friendly and supportive and there is a positive work / life balance. There is a good benefits package on offer too.
  • The Role
    You can become one of the first team members in this new AML Vetting team. The team is responsible for the completion of daily tasks associated with the vetting function and on-boarding of new clients.
    This is an exciting new role for an individual with several yearsÂ’ experience in financial crime.
    As part of the team, performing daily duties which include:
    - Checking and general oversight of vetting functions and requirements
    - Assisting management by making sure compliance with anti-money-laundering regulations which will include FSCS, FATCA, FCA / CASS rules as well as Suitability and KYC requirements
    - Making sure that on-boarding of new clients is within agreed SLA
    - Perform second checking on all task deemed high risk
    - Maintaining accurate data for existing clients
    - Assist with annual client reviews including audit
    - Act as escalation point for AML and KYC questions within he team before potential escalation to Financial Crime
  • The Person
    - Experience within an on-boarding team reviewing KYC documents is essential for this role
    - Ability to measure risk and make decisions in AML / KYC matter
    - General investment operations experience
    - Ideally relevant qualifications such as IOC
  • ID 3501

Email Share Apply now