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AML Operations Manager

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  • Job title AML Operations Manager
  • Salary £ Attractive
  • Location Glasgow
  • Job status Permanent
  • Category Risk & Compliance
  • Contact Suzanne Ramsay
  • The Company
    This well respected organisation offer a strong supportive and diverse culture. Because of the size of the organisation, you will liaise with a number of departments and therefore enjoy a broad range of work and interaction with different parts of the business. The staff here are friendly and supportive and although they work hard, there is a positive work / life balance. There is a good benefits package too.
  • The Role
    This is an exciting new role for an experienced Manager with several yearsÂ’ experience in financial crime. This position will be responsible for successful vetting and client on-boarding and will include the set-up and training for a completely new small team.
    Main areas of responsibility will include:
    - Ensuring compliance with all anti-money laundering regulations including FSCS, FATCA, FCA and CASS rules, knowledge of suitability and KYC requirements
    - Be a point of escalation for any complex cases before potential escalation to Financial Crime
    - Oversight of KYC requirements for new clients
    - Annual review of existing clients
    - Customer due diligence
    - Work closely with other parts of the business to include, compliance, investment operations, and the front office
    - Management and training of a small team to include objective setting and review, regular weekly meetings and general performance monitoring
    - Oversight of the team and ensuring that all work is completed within deadlines and all SLAs are met
    - Making sure that adequate processes and controls are in place within the team
  • The Person
    - Experience within an on-boarding team reviewing KYC documents is essential for this role
    - General compliance experience in financial crime
    - It is also key that you have supervised a small team
    - General investment operations experience is also very important
    - Ideally relevant qualifications such as IOC
  • ID 3500

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