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CASS Due Diligence Specialist

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  • Job title CASS Due Diligence Specialist
  • Salary £ Excellent
  • Location Edinburgh
  • Job status Permanent
  • Category Risk & Compliance
  • Contact Suzanne Ramsay
  • The Role
    This new position will be working with large investment company as part of a small very experienced and specialist team. This team is responsible for the governance and oversight of all CASS related activities and all associated CF10a support functions.

    This team also supports the governance of and due diligence for third parties and this will be a key part of your role:

    - Maintenance and enhancement of governance activities and ensuring compliance to the CASS scheme
    - With your regulatory expertise, you will drive regulatory standards from a CASS perspective which will include the monitoring of any breaches and ensuring improvement of controls
    - Collation of due diligence information of third parties who hold or control assets on behalf of the company with regulatory governance of these relationships
    - Being part of the monitoring programme to provide monthly reporting to CF10a and senior management
    - Review of current processes
    - Collating third party due diligence
    - Assisting with the review of any breaches and providing advice on corrective action or additional controls
    - Providing ad hoc reporting as required
  • The Person
    As CASS expert, this position requires ideally 4 or 5 years CASS experience with a particular emphasis on due diligence, dealing with breach analysis and ensuring root cause analysis is carried out correctly.

    In addition, you should have:

    - Up to date knowledge of the current FCA CASS regime
    - A challenging approach
    - Positive relationship building skills
    - Excellent Word, Excel and PowerPoint experience
  • ID 3497

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