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Team Compliance Manager

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  • Job title Team Compliance Manager
  • Salary £ Excellent
  • Location Edinburgh
  • Job status Permanent
  • Category Risk & Compliance
  • Contact Suzanne Ramsay
  • The Company
    Large asset manager who value their staff and will provide a first class working environment. As well as gaining further experience you will receive an excellent salary on this 6 month fixed term contract.
  • The Role
    This is a very interesting and varied opportunity to join a large asset manager based in the city centre on a 6 month fixed term contract.

    The Compliance team operates as the second line of defence and is part of the wider risk division.
    You will take a key role in the oversight of the UK Compliance department with the objective being to manage risks in accordance with the company’s Risk Appetite Statement. The main function of this role is to ensure that all disclosures are made and obtain all necessary approvals from regulators or government departments.

    Day to day responsibilities will include:

    - Managing, leading, developing and supporting a Compliance team based in a number of offices in the UK and overseas
    - Liaising with global compliance teams to ensure that common standards are being applied to the monitoring and making disclosures and that the needs of the other jurisdictions are understood
    - Centrally co-ordinate notifications which have global impact such as Change of Control
    - Consider best model for fulfilling the global regulatory obligations
    - Improve processes and procedures
    - Regulatory reporting
    - Oversight of day to day disclosures
    - Preparation of management information
    - Ensuring that all compliance policies are documented
  • The Person
    - The Compliance Manager should have a compliance, legal or audit background
    - Previous experience of managing a team is essential
    - Willingness and flexibility to travel to various UK offices on a frequent basis
    - Asset management experience
    - Advanced Excel skills
    - Ideally knowledge of Disclosure and Transparency Rules in the UK - DTR
  • ID 3489

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