Follow us on Linkedin

Compliance Manager

Return to listing
  • Job title Compliance Manager
  • Salary £ Excellent
  • Location Aberdeen
  • Job status Permanent
  • Category Risk & Compliance
  • Contact Suzanne Ramsay
  • The Company
    Large financial services company who value their staff and will provide a first class working environment. As well as gaining further experience you will receive an excellent salary on this 6 month fixed term contract.
  • The Role
    This is a very interesting and varied opportunity to join a large, financial services organisation based in the city centre on a 6 month fixed term contract.

    The Compliance team operates as the second line of defence and is part of the wider risk division.
    You will take a key role in the oversight of the UK Compliance department with the objective being to manage risks in accordance with the company’s Risk Appetite Statement. The main function of this role is to ensure that all disclosures are made and obtain all necessary approvals from regulators or government departments.

    Day to day responsibilities will include:

    - Liaising with global compliance teams to ensure that common standards are being applied to the monitoring and making disclosures and that the needs of the other jurisdictions are understood
    - Centrally co-ordinate notifications which have global impact such as Change of Control
    - Consider best model for fulfilling the global regulatory obligations
    - Improve processes and procedures
    - Regulatory reporting
    - Oversight of day to day disclosures
    - Preparation of management information
    - Ensuring that all compliance policies are documented
  • The Person
    - The Compliance Manager should have a compliance, legal or audit background
    - Advanced Excel skills
    - Ideally knowledge of Disclosure and Transparency Rules in the UK - DTR
  • ID 3456

Email Share Apply now